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Compliance Automation Agent.
AML checks, KYC document collection and client risk scoring absorb hours of fee-earning time. This agent handles the process from initial request through to sign-off — so your team stays focused on client work, not chasing paperwork.
The Problem
Where compliance admin is slowing your firm down
Every new client engagement triggers a checklist. Someone on your team is chasing documents, running ID checks, and filling in risk questionnaires by hand. It's slow, inconsistent and takes qualified staff away from fee-earning work.
When compliance steps are tracked in email threads or spreadsheets, things fall through the cracks. Incomplete records, missed re-verification dates, and overdue checks are a regulatory exposure — and an audit problem.
New client onboarding stalls while compliance is completed manually. Every delay is a delay to starting work and billing. The backlog compounds when the team gets busy — exactly when you can least afford it.
The Agent
What the Compliance Automation Agent does
One agent, scoped to a specific workflow, KPI'd from day one, and managed by us. Here's what it handles.
Triggers on new client instruction and initiates the AML/KYC process automatically — requesting documents, running identity checks, and scoring client risk against your firm's criteria. Routes borderline or high-risk cases to a qualified human reviewer with a full evidence pack. Tracks re-verification schedules and flags overdue checks before they become a compliance gap. KPIs: time from instruction to compliance sign-off, completion rate, human review escalation rate.
Works With
Connects to your existing compliance stack
We integrate with the tools your firm already uses. No new software to learn, no data migration required.
FAQs
Frequently Asked Questions
The practical details on tools, data, cost and what happens if a role doesn’t work out.